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Case name Philip Morris Asia Limited (Hong Kong) v. The Commonwealth of Australia
Case description

This arbitration is conducted under the UNCITRAL Arbitration Rules of 2010 pursuant to the Agreement between the Government of Hong Kong and the Government of Australia for the Promotion and Protection of Investments.

Name(s) of claimant(s) Philip Morris Asia Limited (Hong Kong) ( Private entity )
Name(s) of respondent(s) The Commonwealth of Australia ( State )
Names of parties
Case number 2012-12
Administering institution Permanent Court of Arbitration (PCA)
Case status Pending
Type of case Investment arbitration
Subject matter or economic sector Manufacturing
Rules used in arbitral proceedings UNCITRAL Arbitration Rules 2010
Treaty or contract under which proceedings were commenced Bilateral treaty
Agreement between the Government of Hong Kong and the Government of Australia for the Promotion and Protection of Investments.
Country A: China
Country B: Australia

Language of proceeding English
Seat of arbitration (by country) Singapore
Arbitrator(s)

Professor Karl-Heinz Böckstiegel (Presiding Arbitrator)
Professor Gabrielle Kaufmann-Kohler
Professor Donald M. McRae

Representatives of the claimant(s)

Mr. Stanimir A. Alexandrov
Mr. James Mendenhall
Ms. Marinn Carlson
Mr. David Roney
SIDLEY AUSTIN LLP

Mr. Joe Smouha QC
Mr. Salim Moollan QC
ESSEX COURT CHAMBERS

Mr. Simon W.B. Foote
BANKSIDE CHAMBERS

 

Mr. Chris Young

NINIAN STEPHEN CHAMBERS

Representatives of the respondent(s)

Mr. Simon Daley PSM
Ms. Catherine Kelso
Mr. Simon Sherwood
Ms. Laura Armstrong
AUSTRALIAN GOVERNMENT SOLICITOR

Mr. Justin Gleeson SC
SOLICITOR-GENERAL OF AUSTRALIA 

Mr. Anthony Payne SC
SIXTH FLOOR, SELBORNE WENTWORTH CHAMBERS

Mr. Samuel Wordsworth QC
ESSEX COURT CHAMBERS

Professor Chester Brown
7 SELBORNE CHAMBERS/ESSEX COURT CHAMBERS

Mr. James Hutton
ELEVEN WENTWORTH CHAMBERS

Mr. Bill Campbell QC
OFFICE OF INTERNATIONAL LAW, ATTORNEY-GENERAL’S DEPARTMENT

Representatives of the parties
Number of arbitrators in case 3
Date of commencement of proceeding [dd-mm-yyyy] 22-06-2011
Date of issue of final award [dd-mm-yyyy]  
Length of proceedings Pending
Additional notes

The Tribunal issued an Award on Jurisdiction and Admissibility on 17 December 2015. The Award will be made available to the public on the PCA Case Repository once any confidential information that may be contained in the Award has been redacted by the Parties pursuant to Procedural Order No. 5.

 

The arbitration concerns Australia’s enactment and enforcement of the Tobacco Plain Packaging Act 2011 and the implementing regulations known as the Tobacco Plain Packaging Regulations 2011.

 

In Procedural Order No. 8, the Tribunal ordered the bifurcation of the proceedings such that certain preliminary objections by Australia would be dealt with in a first phase. In its Award on Jurisdiction and Admissibility of 17 December 2015, the Tribunal accordingly addressed Australia’s objection that the Claimant’s investment was not properly admitted in Australia; Australia's objection that the dispute had arisen before the Claimant obtained the protection of the Agreement between the Government of Hong Kong and the Government of Australia for the Promotion and Protection of Investments; and Australia's objection that, in any event, the commencement of the arbitration shortly after the Claimant’s restructuring constituted an abuse of rights.

 

Procedural Orders No. 5 and 8, as well as the Tribunal’s other procedural orders in these proceedings, are available on the PCA Case Repository.

Attachments Procedural order
 
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